Practice areas
Seven services delivered by senior professionals with deep industry expertise.
Risk-based plans, controls testing, model validation, and the findings that follow. Each practice is led by a partner with deep industry and subject matter expertise.
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Internal Audit
Risk-based internal audit for regulated financial services. Analytics and current tools drive broader coverage and sharper findings — partner-led from planning through report. No standard template.
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IT Audit
IT audit built around business risk, not a checklist. Infrastructure, applications, data, and vendor relationships — assessed with the judgment to separate real exposure from noise.
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SOX Compliance
Scoping, walkthroughs, and remediation for first-time and seasoned filers. It passes external audit without bloating cycle over cycle.
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Model Validation
Model validation that satisfies regulatory requirements and delivers more than a passing opinion. Technical findings on model performance and the development lifecycle — giving the second line of defense something to build on.
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AML & Sanctions
AML and sanctions work calibrated to your institution's actual risk profile. False positive reduction, investigation efficiency, and model confidence — built in, not bolted on.
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Risk Assessments
Risk assessments across AML, operational, cyber, fraud, third-party risk management (TPRM), vendor due diligence, and more. Built to serve the full enterprise — typology-based, control-mapped, and maintained as risk evolves, not revisited once a year.
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IPO Readiness
Control environment, governance, and reporting infrastructure ahead of S-1. Built so the first 10-Q is not the discovery moment.